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  5. Dougherty Financial Group LLC

Dougherty Financial Group LLC

Company Details

Name: Dougherty Financial Group LLC
Jurisdiction: Minnesota
Legal type: Limited Liability Company (Foreign)
Status: Active / In Good Standing
Date formed: 13 May 1998 (27 years ago)
Company Number: a0a4b5ae-bad4-e011-a886-001ec94ffe7f
File Number: 1035-LFC
Registered Office Address: 861 Lake Street North, Wayzata, MN 55391, USA
Principal Executive Office Address: 861 LAKE ST N, WAYZATA, MN 55391–2180, United States
ZIP code: 55391
County: Hennepin County
Place of Formation: Delaware

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
DOUGHERTY FINANCIAL GROUP RETIREMENT PLAN 2023 411866893 2024-07-08 DOUGHERTY FINANCIAL GROUP 11
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2020-08-15
Business code 523900
Sponsor’s telephone number 6123764033
Plan sponsor’s address 861 LAKE STREET NORTH, WAYZATA, MN, 55391

Signature of
Role Plan administrator
Date 2024-07-08
Name of individual signing KRISTINA BACKES
Valid signature Filed with authorized/valid electronic signature
DOUGHERTY FINANCIAL GROUP RETIREMENT PLAN 2022 411866893 2023-07-17 DOUGHERTY FINANCIAL GROUP 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2020-08-15
Business code 523900
Sponsor’s telephone number 6123764033
Plan sponsor’s address 861 LAKE STREET NORTH, WAYZATA, MN, 55391

Signature of
Role Plan administrator
Date 2023-07-17
Name of individual signing TODD WITCRAFT
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2023-07-17
Name of individual signing TODD WITCRAFT
Valid signature Filed with authorized/valid electronic signature
DOUGHERTY FINANCIAL GROUP RETIREMENT PLAN 2021 411866893 2022-05-05 DOUGHERTY FINANCIAL GROUP 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2020-08-15
Business code 523900
Sponsor’s telephone number 6123764033
Plan sponsor’s address 861 LAKE STREET NORTH, WAYZATA, MN, 55391

Signature of
Role Plan administrator
Date 2022-05-05
Name of individual signing TODD WITCRAFT
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2022-05-05
Name of individual signing TODD WITCRAFT
Valid signature Filed with authorized/valid electronic signature
DOUGHERTY FINANCIAL GROUP RETIREMENT PLAN 2020 411866893 2021-07-12 DOUGHERTY FINANCIAL GROUP 0
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2020-08-15
Business code 523900
Sponsor’s telephone number 6123764033
Plan sponsor’s address 861 LAKE STREET NORTH, WAYZATA, MN, 55391

Signature of
Role Plan administrator
Date 2021-07-12
Name of individual signing TODD WITCRAFT
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2021-07-12
Name of individual signing TODD WITCRAFT
Valid signature Filed with authorized/valid electronic signature
GROUP ACCIDENTAL DEATH AND DISMEMBERMENT INSURANCE 2011 411866893 2012-07-26 DOUGHERTY FINANCIAL GROUP LLC 290
File View Page
Three-digit plan number (PN) 506
Effective date of plan 1995-07-01
Business code 523900
Sponsor’s telephone number 6123764000
Plan sponsor’s mailing address 90 SOUTH 7TH STREET SUITE 4300, MINNEAPOLIS, MN, 55402
Plan sponsor’s address 90 SOUTH 7TH STREET SUITE 4300, MINNEAPOLIS, MN, 55402

Plan administrator’s name and address
Administrator’s EIN 411866893
Plan administrator’s name DOUGHERTY FINANCIAL GROUP LLC
Plan administrator’s address 90 SOUTH 7TH STREET SUITE 4300, MINNEAPOLIS, MN, 55402
Administrator’s telephone number 6123764000

Number of participants as of the end of the plan year
Active participants 290

Signature of
Role Plan administrator
Date 2012-07-24
Name of individual signing KATHRYN BAUGHER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2012-07-24
Name of individual signing MICHELLE SANDBERG
Valid signature Filed with authorized/valid electronic signature
DENTAL REIMBURSEMENT PROGRAM 2011 411866893 2012-07-26 DOUGHERTY FINANCIAL GROUP LLC 227
File View Page
Three-digit plan number (PN) 505
Effective date of plan 1992-01-01
Business code 523900
Sponsor’s telephone number 6123764000
Plan sponsor’s mailing address 90 SOUTH 7TH STREET SUITE 4300, MINNEAPOLIS, MN, 554024108
Plan sponsor’s address 90 SOUTH 7TH STREET SUITE 4300, MINNEAPOLIS, MN, 554024108

Plan administrator’s name and address
Administrator’s EIN 411866893
Plan administrator’s name DOUGHERTY FINANCIAL GROUP LLC
Plan administrator’s address 90 SOUTH 7TH STREET SUITE 4300, MINNEAPOLIS, MN, 554024108
Administrator’s telephone number 6123764000

Number of participants as of the end of the plan year
Active participants 226
Retired or separated participants receiving benefits 2

Signature of
Role Plan administrator
Date 2012-07-24
Name of individual signing KATHRYN BAUGHER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2012-07-24
Name of individual signing MICHELLE SANDBERG
Valid signature Filed with authorized/valid electronic signature
LONG TERM DISABILITY 2011 411866893 2012-07-26 DOUGHERTY FINANCIAL GROUP LLC 283
File View Page
Three-digit plan number (PN) 503
Effective date of plan 1995-01-01
Business code 523900
Sponsor’s telephone number 6123764000
Plan sponsor’s mailing address 90 SOUTH 7TH STREET SUITE 4300, MINNEAPOLIS, MN, 554024108
Plan sponsor’s address 90 SOUTH 7TH STREET SUITE 4300, MINNEAPOLIS, MN, 554024108

Plan administrator’s name and address
Administrator’s EIN 411866893
Plan administrator’s name DOUGHERTY FINANCIAL GROUP LLC
Plan administrator’s address 90 SOUTH 7TH STREET SUITE 4300, MINNEAPOLIS, MN, 554024108
Administrator’s telephone number 6123764000

Number of participants as of the end of the plan year
Active participants 293

Signature of
Role Plan administrator
Date 2012-07-24
Name of individual signing KATHRYN BAUGHER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2012-07-24
Name of individual signing MICHELLE SANDBERG
Valid signature Filed with authorized/valid electronic signature
GROUP TERM LIFE & AD&D 2011 411866893 2012-07-26 DOUGHERTY FINANCIAL GROUP LLC 283
File View Page
Three-digit plan number (PN) 502
Effective date of plan 1995-01-01
Business code 523900
Sponsor’s telephone number 6123764000
Plan sponsor’s mailing address 90 SOUTH 7TH STREET SUITE 4300, MINNEAPOLIS, MN, 554024108
Plan sponsor’s address 90 SOUTH 7TH STREET SUITE 4300, MINNEAPOLIS, MN, 554024108

Plan administrator’s name and address
Administrator’s EIN 411866893
Plan administrator’s name DOUGHERTY FINANCIAL GROUP LLC
Plan administrator’s address 90 SOUTH 7TH STREET SUITE 4300, MINNEAPOLIS, MN, 554024108
Administrator’s telephone number 6123764000

Number of participants as of the end of the plan year
Active participants 292
Retired or separated participants receiving benefits 1

Signature of
Role Plan administrator
Date 2012-07-24
Name of individual signing KATHRYN BAUGHER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2012-07-24
Name of individual signing MICHELLE SANDBERG
Valid signature Filed with authorized/valid electronic signature
GROUP HEALTH INSURANCE PLAN 2011 411866893 2012-07-26 DOUGHERTY FINANCIAL GROUP LLC 197
File View Page
Three-digit plan number (PN) 504
Effective date of plan 1992-04-01
Business code 523900
Sponsor’s telephone number 6123764000
Plan sponsor’s mailing address 90 SOUTH 7TH STREET SUITE 4300, MINNEAPOLIS, MN, 554024108
Plan sponsor’s address 90 SOUTH 7TH STREET SUITE 4300, MINNEAPOLIS, MN, 554024108

Plan administrator’s name and address
Administrator’s EIN 411866893
Plan administrator’s name DOUGHERTY FINANCIAL GROUP LLC
Plan administrator’s address 90 SOUTH 7TH STREET SUITE 4300, MINNEAPOLIS, MN, 554024108
Administrator’s telephone number 6123764000

Number of participants as of the end of the plan year
Active participants 200
Retired or separated participants receiving benefits 3

Signature of
Role Plan administrator
Date 2012-07-24
Name of individual signing KATHRYN BAUGHER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2012-07-24
Name of individual signing MICHELLE SANDBERG
Valid signature Filed with authorized/valid electronic signature
DOUGHERTY FINANCIAL GROUP LLC HEALTH CARE & DEPENDENT DAY CARE EXPENSE REIMBURSEMENT PROGRAM 2011 411866893 2012-07-26 DOUGHERTY FINANCIAL GROUP LLC 240
File View Page
Three-digit plan number (PN) 501
Effective date of plan 1995-03-01
Business code 523900
Sponsor’s telephone number 6123764000
Plan sponsor’s mailing address 90 SOUTH 7TH STREET, SUITE 4300, MINNEAPOLIS, MN, 554024108
Plan sponsor’s address 90 SOUTH 7TH STREET, SUITE 4300, MINNEAPOLIS, MN, 554024108

Plan administrator’s name and address
Administrator’s EIN 411866893
Plan administrator’s name DOUGHERTY FINANCIAL GROUP LLC
Plan administrator’s address 90 SOUTH 7TH STREET, SUITE 4300, MINNEAPOLIS, MN, 554024108
Administrator’s telephone number 6123764000

Number of participants as of the end of the plan year
Active participants 251
Retired or separated participants receiving benefits 1

Signature of
Role Plan administrator
Date 2012-07-24
Name of individual signing KATHRYN BAUGHER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2012-07-24
Name of individual signing MICHELLE SANDBERG
Valid signature Filed with authorized/valid electronic signature

Manager

Name Role Address
Todd Witcraft Manager 861 LAKE ST N, WAYZATA, MN 55391–2180, United States

Agent

Name Role
Todd Witcraft Agent

Filing

Filing Name Filing date
Amendment - Limited Liability Company (Foreign) 2022-01-19
Conversion to 322C Due to Statute Mandate – Limited Liability Company (Foreign) 2018-01-01
Registered Office and/or Agent - Limited Liability Company (Foreign) 2015-03-04
Limited Liability Company (Foreign) Biennial Renewal 2000-04-24
Merger - Limited Liability Company (Foreign) 1999-07-06
Original Filing - Limited Liability Company (Foreign) 1998-05-13
Limited Liability Company (Foreign) Business Name (Business Name: Dougherty Financial Group LLC) 1998-05-13

Related by officers

Todd Witcraft

1119 Management LLC Dougherty Management Company, Inc. Dougherty Tax and Accounting LLC Dougherty Wealth Advisers LLC Witcraft Advisors LLC 1119 Holdings LLC

Related by address

861 Lake Street North, Wayzata, MN 55391, USA

DFG Capital LLC Dougherty Tax and Accounting LLC

861 LAKE ST N, WAYZATA, MN 55391–2180, United States

OFLP Properties, LLC 1119 Management LLC Dougherty Management Company, Inc. Dougherty Wealth Advisers LLC Rotherwood Investments, LLC

Date of last update: 26 Sep 2024

Sources: Minnesota's Official State Website

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