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  5. Zurich Awes Financial Management, Inc.

Zurich Awes Financial Management, Inc.

Headquarter

Company Details

Name: Zurich Awes Financial Management, Inc.
Jurisdiction: Minnesota
Legal type: Business Corporation (Domestic)
Status: Inactive
Date formed: 12 Oct 2000 (24 years ago)
Company Number: 9f9d8ad4-aad4-e011-a886-001ec94ffe7f
File Number: 11J-112
Registered Office Address: Attn: Stephen Yoch/Randy Sparling, 220 South Sixth Street, Suite 2200, Minneapolis, MN 55402, USA
Principal Executive Office Address: 1650 West End Blvd, Suite 100, St. Louis Park, MN 55416, USA
ZIP code: 55402
County: Hennepin County
Place of Formation: Minnesota

Links between entities

Type Company Name Company Number State
Headquarter of Zurich Awes Financial Management, Inc., FLORIDA F14000005247 FLORIDA

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
ZURICH AWES FINANCIAL MANAGEMENT, INC. 401(K) PLAN 2017 411986771 2018-10-11 ZURICH AWES FINANCIAL MANAGEMENT, INC. 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 541990
Sponsor’s telephone number 7635771900
Plan sponsor’s address 1650 WEST END BLVD, SUITE 100, ST. LOUIS PARK, MN, 55416
ZURICH AWES FINANCIAL MANAGEMENT, INC. 401(K) PLAN 2016 411986771 2017-09-12 ZURICH AWES FINANCIAL MANAGEMENT, INC. 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 541990
Sponsor’s telephone number 7635771900
Plan sponsor’s address 1650 WEST END BLVD, SUITE 100, ST. LOUIS PARK, MN, 55416
ZURICH AWES FINANCIAL MANAGEMENT, INC. 401(K) PROFIT SHARING PLAN 2015 411986771 2016-10-14 ZURICH AWES FINANCIAL MANAGEMENT, INC. 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 541990
Sponsor’s telephone number 7635771900
Plan sponsor’s address 3033 CAMPUS DRIVE, SUITE W100, PLYMOUTH, MN, 55441

Plan administrator’s name and address
Administrator’s EIN 411986771
Plan administrator’s name ZURICH AWES FINANCIAL MANAGEMENT, INC.
Plan administrator’s address 3033 CAMPUS DRIVE, SUITE W100, PLYMOUTH, MN, 55441
Administrator’s telephone number 7635771900
ZURICH AWES FINANCIAL MANAGEMENT, INC. 401(K) PROFIT SHARING PLAN 2014 411986771 2015-07-30 ZURICH AWES FINANCIAL MANAGEMENT, INC. 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 541990
Sponsor’s telephone number 7635771900
Plan sponsor’s address 3033 CAMPUS DRIVE, SUITE W100, PLYMOUTH, MN, 55441

Plan administrator’s name and address
Administrator’s EIN 411986771
Plan administrator’s name ZURICH AWES FINANCIAL MANAGEMENT, INC.
Plan administrator’s address 3033 CAMPUS DRIVE, SUITE W100, PLYMOUTH, MN, 55441
Administrator’s telephone number 7635771900

Signature of
Role Plan administrator
Date 2015-07-30
Name of individual signing ZURICH AWES
Valid signature Filed with authorized/valid electronic signature
ZURICH AWES FINANCIAL MANAGEMENT, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2013 411986771 2014-10-14 ZURICH AWES FINANCIAL MANAGEMENT, INC. 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 541990
Sponsor’s telephone number 7635771900
Plan sponsor’s address 3033 CAMPUS DRIVE, SUITE W100, PLYMOUTH, MN, 55441

Plan administrator’s name and address
Administrator’s EIN 411986771
Plan administrator’s name ZURICH AWES FINANCIAL MANAGEMENT, INC.
Plan administrator’s address 3033 CAMPUS DRIVE, SUITE W100, PLYMOUTH, MN, 55441
Administrator’s telephone number 7635771900

Signature of
Role Plan administrator
Date 2014-10-14
Name of individual signing ZURICH AWES
Valid signature Filed with authorized/valid electronic signature
ZURICH AWES FINANCIAL MANAGEMENT, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2012 411986771 2013-10-14 ZURICH AWES FINANCIAL MANAGEMENT, INC. 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 541990
Sponsor’s telephone number 7635771900
Plan sponsor’s address 3033 CAMPUS DRIVE, SUITE W100, PLYMOUTH, MN, 55441

Plan administrator’s name and address
Administrator’s EIN 411986771
Plan administrator’s name ZURICH AWES FINANCIAL MANAGEMENT, INC.
Plan administrator’s address 3033 CAMPUS DRIVE, SUITE W100, PLYMOUTH, MN, 55441
Administrator’s telephone number 7635771900

Signature of
Role Plan administrator
Date 2013-10-14
Name of individual signing ZURICH AWES
Valid signature Filed with authorized/valid electronic signature
ZURICH AWES FINANCIAL MANAGEMENT, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2011 411986771 2013-10-14 ZURICH AWES FINANCIAL MANAGEMENT, INC. 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 541990
Sponsor’s telephone number 7635771900
Plan sponsor’s address 3033 CAMPUS DRIVE, SUITE W100, PLYMOUTH, MN, 55441

Plan administrator’s name and address
Administrator’s EIN 411986771
Plan administrator’s name ZURICH AWES FINANCIAL MANAGEMENT, INC.
Plan administrator’s address 3033 CAMPUS DRIVE, SUITE W100, PLYMOUTH, MN, 55441
Administrator’s telephone number 7635771900

Signature of
Role Plan administrator
Date 2013-10-14
Name of individual signing ZURICH AWES
Valid signature Filed with authorized/valid electronic signature
ZURICH AWES FINANCIAL MANAGEMENT, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2011 411986771 2012-10-12 ZURICH AWES FINANCIAL MANAGEMENT, INC. 3
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 541990
Sponsor’s telephone number 7635771900
Plan sponsor’s address 3033 CAMPUS DRIVE SUITE W100, PLYMOUTH, MN, 55441

Plan administrator’s name and address
Administrator’s EIN 411986771
Plan administrator’s name ZURICH AWES FINANCIAL MANAGEMENT, INC.
Plan administrator’s address 3033 CAMPUS DRIVE SUITE W100, PLYMOUTH, MN, 55441
Administrator’s telephone number 7635771900

Signature of
Role Plan administrator
Date 2012-10-12
Name of individual signing ZURICH AWES
Valid signature Filed with authorized/valid electronic signature

Chief Executive Officer

Name Role Address
Zurich Awes Chief Executive Officer 1650 West End Blvd., Suite 100, St. Louis Park, MN 55416, USA

Agent

Name Role
Felhaber Larson Agent

Filing

Filing Name Filing date
Merger Non Survivor - Business Corporation (Domestic) 2017-12-28
Annual Reinstatement - Business Corporation (Domestic) 2012-12-20
Administrative Dissolution - Business Corporation (Domestic) 2012-08-01
Business Corporation (Domestic) Business Name (Business Name: Zurich Awes Financial Management, Inc.) 2010-04-06
Registered Office and/or Agent - Business Corporation (Domestic) 2007-12-13
Business Corporation (Domestic) Business Name (Business Name: Zurich Awes Wealth Management, Inc.) 2004-12-17
Business Corporation (Domestic) Business Name (Business Name: Mosaic Capital Management, Inc.) 2000-12-04
Original Filing - Business Corporation (Domestic) 2000-10-12
Business Corporation (Domestic) Business Name (Business Name: Mosaic Capital Advisors, Inc.) 2000-10-12

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Date of last update: 09 Oct 2024

Sources: Minnesota's Official State Website

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