AGENCY TRADING GROUP, INC. 401K RETIREMENT PLAN
|
2016
|
522269394
|
2017-10-16
|
AGENCY TRADING GROUP, INC.
|
118
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2004-01-01
|
Business code |
523120
|
Sponsor’s telephone number |
9523458911
|
Plan sponsor’s
address |
235 EAST LAKE STREET, WAYZATA, MN, 55391
|
Signature of
Role |
Plan administrator |
Date |
2017-10-16 |
Name of individual signing |
RYAN BLAZEI |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
AGENCY TRADING GROUP, INC. 401K RETIREMENT PLAN
|
2015
|
522269394
|
2016-10-14
|
AGENCY TRADING GROUP, INC.
|
102
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2004-01-01
|
Business code |
523120
|
Sponsor’s telephone number |
9523458911
|
Plan sponsor’s
address |
235 EAST LAKE STREET, WAYZATA, MN, 55391
|
Signature of
Role |
Plan administrator |
Date |
2016-10-14 |
Name of individual signing |
RYAN BLAZEI |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
AGENCY TRADING GROUP, INC. 401K RETIREMENT PLAN
|
2014
|
522269394
|
2015-08-05
|
AGENCY TRADING GROUP, INC.
|
88
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2004-01-01
|
Business code |
523120
|
Sponsor’s telephone number |
9523458911
|
Plan sponsor’s
address |
235 EAST LAKE STREET, WAYZATA, MN, 55391
|
Signature of
Role |
Plan administrator |
Date |
2015-08-05 |
Name of individual signing |
MIKE LENZMEIER |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
AGENCY TRADING GROUP, INC. 401K RETIREMENT PLAN
|
2013
|
522269394
|
2015-01-07
|
AGENCY TRADING GROUP, INC.
|
20
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2004-01-01
|
Business code |
523120
|
Sponsor’s telephone number |
9523458911
|
Plan sponsor’s
address |
235 EAST LAKE STREET, WAYZATA, MN, 55391
|
Signature of
Role |
Plan administrator |
Date |
2015-01-07 |
Name of individual signing |
MIKE LENZMEIER |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
AGENCY TRADING GROUP, INC. 401K RETIREMENT PLAN
|
2012
|
522269394
|
2013-08-26
|
AGENCY TRADING GROUP, INC.
|
18
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2004-01-01
|
Business code |
523120
|
Sponsor’s telephone number |
9523458911
|
Plan sponsor’s
address |
235 EAST LAKE STREET, WAYZATA, MN, 55391
|
Signature of
Role |
Plan administrator |
Date |
2013-08-26 |
Name of individual signing |
MIKE LENZMEIER |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
AGENCY TRADING GROUP, INC. 401K RETIREMENT PLAN
|
2012
|
522269394
|
2013-08-23
|
AGENCY TRADING GROUP, INC.
|
18
|
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2004-01-01
|
Business code |
523120
|
Sponsor’s telephone number |
9523458911
|
Plan sponsor’s
address |
235 EAST LAKE STREET, WAYZATA, MN, 55391
|
Signature of
Role |
Plan administrator |
Date |
2013-08-23 |
Name of individual signing |
MIKE LENZMEIER |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
AGENCY TRADING GROUP, INC. 401K RETIREMENT PLAN
|
2012
|
522269394
|
2013-03-21
|
AGENCY TRADING GROUP, INC.
|
10
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2004-01-01
|
Business code |
523120
|
Sponsor’s telephone number |
9524769500
|
Plan sponsor’s
address |
235 E. LAKE STREET, WAYZATA, MN, 55391
|
Number of participants as of the end of the plan year
Active participants |
7 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
0 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
5 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2013-03-21 |
Name of individual signing |
MICHAEL LENZMEIER |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2013-03-21 |
Name of individual signing |
MICHAEL LENZMEIER |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
AGENCY TRADING GROUP, INC. 401K RETIREMENT PLAN
|
2011
|
522269394
|
2012-06-22
|
AGENCY TRADING GROUP, INC.
|
18
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2004-01-01
|
Business code |
523120
|
Sponsor’s telephone number |
9523458911
|
Plan sponsor’s
address |
235 EAST LAKE STREET, WAYZATA, MN, 55391
|
Plan administrator’s name and address
Administrator’s EIN |
522269394 |
Plan administrator’s name |
AGENCY TRADING GROUP, INC. |
Plan administrator’s
address |
235 EAST LAKE STREET, WAYZATA, MN, 55391 |
Administrator’s telephone number |
9523458911 |
Signature of
Role |
Plan administrator |
Date |
2012-06-22 |
Name of individual signing |
MIKE LENZMEIER |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
AGENCY TRADING GROUP, INC. 401K RETIREMENT PLAN
|
2011
|
522269394
|
2012-06-20
|
AGENCY TRADING GROUP, INC.
|
18
|
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2004-01-01
|
Business code |
523120
|
Sponsor’s telephone number |
9523458911
|
Plan sponsor’s
address |
235 EAST LAKE STREET, WAYZATA, MN, 55391
|
Plan administrator’s name and address
Administrator’s EIN |
522269394 |
Plan administrator’s name |
AGENCY TRADING GROUP, INC. |
Plan administrator’s
address |
235 EAST LAKE STREET, WAYZATA, MN, 55391 |
Administrator’s telephone number |
9523458911 |
Signature of
Role |
Plan administrator |
Date |
2012-06-20 |
Name of individual signing |
MIKE LENZMEIER |
Valid signature |
Filed with incorrect/unrecognized electronic signature |
|
|
AGENCY TRADING GROUP, INC. 401K RETIREMENT PLAN
|
2011
|
522269394
|
2012-06-21
|
AGENCY TRADING GROUP, INC.
|
18
|
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2004-01-01
|
Business code |
523120
|
Sponsor’s telephone number |
9523458911
|
Plan sponsor’s
address |
235 EAST LAKE STREET, WAYZATA, MN, 55391
|
Plan administrator’s name and address
Administrator’s EIN |
522269394 |
Plan administrator’s name |
AGENCY TRADING GROUP, INC. |
Plan administrator’s
address |
235 EAST LAKE STREET, WAYZATA, MN, 55391 |
Administrator’s telephone number |
9523458911 |
Signature of
Role |
Plan administrator |
Date |
2012-06-21 |
Name of individual signing |
MIKE LENZMEIER |
Valid signature |
Filed with incorrect/unrecognized electronic signature |
|
|